HKEX Group. Margin Tables. In assessing whether an RO applicant of a PE firm has the required relevant industry experience to satisfy competence requirements the SFC adopts a pragmatic approach and recognises a broad range of experience as long as the applicant can demonstrate that it is relevant to his or her proposed duties. Upon receipt of these forms, we will commence a streamlined review process focusing principally on key areas of operations such as risk management, valuation, internal controls 美国与意大利外汇 US and Italian Forex management of conflicts of interest. Family offices must however take care to ensure that they do not hold themselves out as carrying on a business in a regulated activity, which is an offence under the SFO. Invest China A. Rules and Guidance. Minimum level. Interpretation and Guidance. Liquidity Provision. For example, the SFC will consider experience in:.